FS-Internal Audit-Senior

To qualify you must have:

• Minimum 2-6 years of experience of serving in a similar role, Big 4 experience preferred.

• Graduated in Accounting/Business from reputed university.

• CPA/ACCA/MBA Finance / Chartered Accountancy (India)

• CIA or CRMP other similar certifications preferred.

• Proficient in MS-Office Suite, understanding of data analytics tools.

• Proficient in Process modelling tools (Visio, IBM Blueworks etc.)

• Working knowledge of SAP, Archer or other leading GRC platforms

• Globally mobile and flexible to travel to onsite locations. 

• Technical experience Operations or Regulatory Compliance

• Strong Oral & Written Communication Skills, ability to articulate discussions.

• Problem solving skills and ability to multitask is essential.

• Team player with strong interpersonal skills

• Ability to prioritize deliverables effectively to achieve optimum results.

Ideally, you’ll also have 

• Relevant experience with federal regulatory agency (Office of the Comptroller of the Currency (OCC), Federal Reserve Bank (FRB) or Consumer Financial Protection Bureau (CFPB)), or financial services organization Compliance Department 

• Knowledge of regulatory expectations related to Compliance Management Systems and Compliance Risk Management Programs for financial institutions serving consumers. 

• Experience with compliance program assessment, compliance program design and implementation assistance, development or evaluation of compliance policies and procedures, compliance program testing, and development and evaluation of compliance program testing.

• Experience in assessing and decomposing financial services industry processes utilizing a risk and control focus and with the design, development, and implementation of internal controls for financial services business processes.

• Consumer lending product knowledge (e.g., mortgage, auto, credit card), consumer lending life cycle knowledge (e.g., marketing, origination, pricing, risk and servicing), consumer regulation knowledge (e.g., fair lending, CRA, UDAP, TILA, RESPA), regulatory requirements of the Federal Reserve, OCC, OTS and/or FDIC 

• Capital Markets, investment banking, and broker dealer product and service knowledge (e.g., equity and debt securities, commodities, derivatives, foreign exchange) and applicable laws, rules, and regulations (e.g., Rule 3110, the Securities Act of 1933)

• Experience with design, development, and implementation of internal controls and/or testing of internal controls for financial services business processes.